State suspends Hoss’s brokerage license, wants $100,000 fine
The Washington State Department of Financial Institutions Securities Division said it has suspended the securities broker-dealer registration of Hoss Mortgage Investors Inc. (HMI) and the securities salesperson registration of the company’s president and sole shareholder, Todd Allan Hoss. feeds.bizjournals.com |
CME Group Expands Legal & Regulatory Team With New Appointments (PR Newswire)
CME Group, the world's largest and most diverse derivatives marketplace, today announced several new senior leadership appointments to its Legal & Regulatory Team. us.rd.yahoo.com |
TEL Offshore Trust Announces There Will Be No Fourth Quarter 2009 Distribution (Business Wire)
AUSTIN, Texas----TEL Offshore Trust announced that there will be no trust distribution for the fourth quarter of 2009 for unitholders of record on December 31, 2009. The financial and operating information included herein for the Trust’s fourth quarter of 2009 reflects financial and operating information with respect to the royalty properties for the months of August, September and October 2009. us.rd.yahoo.com |
Inquiry chief chides top bank executives in crisis (at MarketWatch)
As the Obama administration and Congress consider a raft of new rules on banks, a commission examining the financial crisis scolds executives for packaging and selling toxic mortgage securities. us.rd.yahoo.com |
Regulation threat to CME dominance (at FT.com)
The CME Group is facing the first serious threat to its near-monopoly in the US Treasury futures market after Washington regulators rejected an attempt by the exchange to fend off a challenge to its dominance. us.rd.yahoo.com |